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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scofield is a financial advisor with over 30 years of experience in the industry. Jeffrey currently works at RBC Capital Markets, LLC. Prior to that, Jeffrey worked for Wells Fargo Clearing Services, LLC, Wells Fargo Advisors, LLC, Bank of America Investment Services, Inc., and Morgan Stanley DW Inc. Jeffrey holds multiple licenses, including Series 3, 7, 8, 9, 10, 24, 31, 63, and 65. Jeffrey has a strong track record of providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Jeffrey specializes in providing financial planning, portfolio management, and retirement planning services. Jeffrey is committed to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/02/2019 - Present
RBC Capital Markets, LLC (PASADENA CA)
CA
07/01/2015 - 10/02/2019
WELLS FARGO CLEARING SERVICES, LLC (WESTLAKE VILLAGE CA)
CA
02/25/2011 - 08/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
03/10/2008 - 01/03/2011
WELLS FARGO ADVISORS, LLC (PASADENA CA)
CA
11/08/2005 - 03/06/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
NY
03/23/1992 - 08/16/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/06/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 03/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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