Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Matson Phalen is an experienced financial advisor who has been working in the industry since 2006. He is currently registered with Money Concepts Capital Corp. in Louisville, Kentucky. Jeffrey holds the Series 6, 62, and 63 licenses. He has experience working with individuals, corporations, and pension and profit sharing plans. Prior to his current role, Jeffrey worked at UVEST Financial Services Group, Inc. in Charlotte, North Carolina, and PNC Investments in Pittsburgh, Pennsylvania. Jeffrey provides a range of financial services, including financial planning, portfolio management, and general consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
KY
05/08/2007 - Present
Money Concepts Capital Corp. (LOUISVILLE KY)
NC
08/11/2006 - 05/14/2007
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
KY
04/19/2006 - 05/19/2006
PNC INVESTMENTS (LOUISVILLE KY)
PA
05/09/2005 - 10/06/2005
PNC INVESTMENTS (PITTSBURGH PA)
BC
Issued 08/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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