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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Martin Sullivan is an investment advisor representative who has been in the industry since June 7, 2006. Jeffrey is currently registered with Cetera Investment Advisers LLC and has previously worked at Royal Alliance Associates, Inc., TIAA-CREF Individual & Institutional Services, LLC, Sun Life Financial Distributors, Inc., Lincoln Financial Distributors, Inc., Guardian Investor Services LLC, Commonwealth Financial Network, Essex National Securities, Inc., and Putnam Mutual Funds Corp. Jeffrey holds the Series 6, 7, 63, and 65 licenses as well as the SIE. Jeffrey specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/02/2019 - Present
Cetera Investment Advisers LLC (QUINCY MA)
MA
11/01/2018 - 06/05/2019
ROYAL ALLIANCE ASSOCIATES, INC. (QUINCY MA)
MA
04/14/2016 - 11/03/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BRAINTREE MA)
MA
02/10/2009 - 12/05/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
PA
01/10/2006 - 02/10/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NY
06/07/2002 - 01/13/2006
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
04/28/1999 - 03/10/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
CA
04/02/1998 - 01/07/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
05/06/1997 - 01/29/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 3/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/3/2016
SIE - Securities Industry Essentials Examination
BC
Issued 4/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 6/6/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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