Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Martin Roumfort is a financial advisor with over 29 years of experience in the industry. Jeffrey Roumfort is currently registered with Wells Fargo Clearing Services, LLC in Houston, Texas. Prior to joining Wells Fargo Clearing Services, LLC, Jeffrey Roumfort worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Jeffrey Roumfort is licensed to provide investment advice and securities services in Illinois and Texas. Jeffrey Roumfort holds the Series 63, Series 65, Series 7, Series 8, Series 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/19/2022 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
05/16/2008 - 05/20/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
04/02/2007 - 05/27/2008
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
01/28/1993 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
IA
Issued 12/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Roumfort is the right advisor for you? Invested Better is here to help.
