Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Marlin Phillips is a financial advisor with over 35 years of experience in the industry. He is currently registered with Osaic Wealth, Inc. and holds a Series 6, 7, 9, 10, 63 and 65 licenses. Jeffrey has held previous positions with LPL Financial LLC, Wachovia Securities Financial Network, LLC, UBS Financial Services Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Jeffrey provides a range of financial services to clients, including financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (GREENSBORO NC)
NC
06/26/2015 - 06/14/2024
SECURITIES AMERICA, INC. (GREENSBORO NC)
NC
04/03/2009 - 07/07/2015
LPL FINANCIAL LLC (GREENSBORO NC)
NC
07/25/2003 - 04/06/2009
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (GREENSBORO NC)
NJ
02/11/1997 - 08/13/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
12/21/1995 - 03/06/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/21/1995 - 03/06/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
04/25/1986 - 08/16/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Phillips is the right advisor for you? Invested Better is here to help.
