Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Mark Hochwalt is a financial professional with over 40 years of experience in the financial services industry. Jeffrey is currently registered with Cambridge Investment Research Advisors, Inc. and is licensed to provide securities and investment advisory services in Colorado, Ohio, and Texas. Jeffrey has a wide range of experience, having previously worked with several other firms, including ING Financial Partners, Inc., Multi-Financial Securities Corporation, MML Investors Services, Inc., G. R. Phelps & Co., Inc., Nathan & Lewis Securities, Inc., The Great-West Life Assurance Company, and The O.N. Equity Sales Company. Jeffrey is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
07/29/2021 - Present
Cambridge Investment Research Advisors, Inc. (Centennial CO)
CO
07/18/2002 - 08/13/2008
ING FINANCIAL PARTNERS, INC. (GREENWOOD VILLA CO)
CO
08/22/2006 - 09/01/2006
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CO
12/13/2001 - 07/19/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MA
03/01/1996 - 12/07/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
08/19/1992 - 03/01/1996
G. R. PHELPS & CO., INC.
NY
01/26/1994 - 12/31/1994
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CO
07/21/1986 - 07/20/1992
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
NA
12/22/1981 - 06/17/1986
THE O.N. EQUITY SALES COMPANY
IA
Issued 05/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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