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Jeffrey Marc Solomon

TD Securities (usa) LLC

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About Jeffrey Marc Solomon

Jeffrey Solomon is an active Registered Representative with over 28 years of experience in the financial services industry. Jeffrey Solomon is currently registered with TD Securities (usa) LLC and Cowen AND Co.. In the past, Jeffrey Solomon was associated with COWEN SECURITIES LLC, RAMIUS SECURITIES LLC, REPUBLIC NEW YORK SECURITIES CORPORATION, and LEHMAN BROTHERS INC.. Jeffrey Solomon holds licenses for Series 63, Series 24, Series 7TO, Series 57TO, SIE, Series 55, and Series 7. Jeffrey Solomon is registered with the states of Connecticut, Florida, and New Jersey.

Firm Information

Jeffrey Solomon is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Solomon’s Registration & Firm History

NY

03/01/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

03/11/2013 - 08/21/2013

COWEN SECURITIES LLC (NEW YORK NY)

NY

05/21/1997 - 12/31/2009

RAMIUS SECURITIES LLC (NEW YORK NY)

NY

10/23/1992 - 06/03/1994

REPUBLIC NEW YORK SECURITIES CORPORATION (NEW YORK NY)

NY

04/11/1991 - 07/19/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/09/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey Marc Solomon.
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