Unclaimed
Jeffrey Solomon is an active Registered Representative with over 28 years of experience in the financial services industry. Jeffrey Solomon is currently registered with TD Securities (usa) LLC and Cowen AND Co.. In the past, Jeffrey Solomon was associated with COWEN SECURITIES LLC, RAMIUS SECURITIES LLC, REPUBLIC NEW YORK SECURITIES CORPORATION, and LEHMAN BROTHERS INC.. Jeffrey Solomon holds licenses for Series 63, Series 24, Series 7TO, Series 57TO, SIE, Series 55, and Series 7. Jeffrey Solomon is registered with the states of Connecticut, Florida, and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
03/11/2013 - 08/21/2013
COWEN SECURITIES LLC (NEW YORK NY)
NY
05/21/1997 - 12/31/2009
RAMIUS SECURITIES LLC (NEW YORK NY)
NY
10/23/1992 - 06/03/1994
REPUBLIC NEW YORK SECURITIES CORPORATION (NEW YORK NY)
NY
04/11/1991 - 07/19/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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