Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Marc Sherman is a financial advisor with over 35 years of experience in the industry. Jeffrey Sherman has a wide range of experience, having previously worked at J.P. Morgan Securities LLC, First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jeffrey Sherman is currently registered with Wells Fargo Clearing Services, LLC. Jeffrey Sherman is a Series 7, 8, 9, 10, 63, and 65 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
06/06/2023 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
11/03/2017 - 06/08/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (BOSTON MA)
MA
04/12/2013 - 11/10/2017
J.P. MORGAN SECURITIES LLC (BOSTON MA)
MA
03/08/2006 - 04/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
MA
02/26/2004 - 03/08/2006
ADVEST, INC. (NEWTON MA)
NY
03/09/2002 - 03/17/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
11/13/1997 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
07/18/1994 - 11/25/1997
CIBC OPPENHEIMER (NEW YORK NY)
NY
12/26/1986 - 08/09/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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