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Jeffrey M Szot

Walleye Trading LLC

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About Jeffrey M Szot

Jeffrey Szot is a registered representative with Walleye Trading LLC. Jeffrey has been in the financial industry for over 8 years and holds licenses for Series 3, 7, 63 and SIE exams. Prior to joining Walleye Trading LLC, Jeffrey was employed with DRW Execution Services, LLC and Goldman Sachs & Co. LLC. Jeffrey specializes in the financial markets and has a proven track record of success. Jeffrey is committed to providing his clients with the highest level of service and expertise.

Firm Information

Jeffrey Szot is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Szot’s Registration & Firm History

NY

03/19/2024 - Present

Walleye Trading LLC (New York NY)

IL

08/05/2021 - 04/06/2023

DRW EXECUTION SERVICES, LLC (CHICAGO IL)

NY

01/27/2016 - 08/17/2021

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

08/25/2014 - 12/21/2016

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2018

Series 3 - National Commodity Futures Examination

BC

Issued 08/25/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey M Szot.
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