Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Nelson is a financial advisor who has been in the industry since May 1, 2005. Jeffrey is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in Connecticut and Texas. Jeffrey has held previous registrations with several other firms including Prudential Annuities Distributors, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., Euro Pacific Capital, Inc., Securities America, Inc., IFMG Securities, Inc., Sun Life Financial Distributors, Inc. and Princor Financial Services Corporation. Jeffrey has a wide range of experience in the financial services industry and is committed to providing his clients with the highest level of service. Jeffrey holds numerous licenses and certifications, including Series 7, 6, 63, 66, 52, 53, 55, and 99, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
CT
12/23/2019 - 11/29/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
03/25/2017 - 05/17/2019
MML INVESTORS SERVICES, LLC (SHELTON CT)
CT
07/17/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SHELTON CT)
CT
10/18/2007 - 01/21/2015
EURO PACIFIC CAPITAL, INC. (WESTPORT CT)
CT
09/17/2007 - 10/18/2007
SECURITIES AMERICA, INC. (GLASTONBURY CT)
NY
06/26/2006 - 09/24/2007
IFMG SECURITIES, INC. (PURCHASE NY)
MA
01/26/2005 - 06/23/2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
IA
12/09/2003 - 11/15/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 06/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/21/2022
Series 4 - Registered Options Principal Examination
BC
Issued 02/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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