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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Goldberg is a financial advisor with Raymond James & Associates, Inc. with over 30 years of experience in the industry. Jeffrey has extensive experience in providing portfolio management for both individuals and businesses. He holds Series 3, 7, 8, 9, 10, 63 and 65 licenses and is registered in 49 states. Jeffrey's prior experience includes working for TD Ameritrade, Chase Investment Services Corp., Charles Schwab & Co., Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/15/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
11/07/2007 - 01/11/2021
TD AMERITRADE, INC. (NEW YORK NY)
NY
08/20/2007 - 10/22/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
04/11/2000 - 05/10/2007
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
NJ
12/10/1998 - 03/06/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
08/25/1988 - 02/25/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1989
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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