Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Ferris is a financial professional with over 15 years of experience in the financial services industry. Jeffrey has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since August 2019. Prior to that, Jeffrey was registered with Joseph Stevens & Company, Inc. Jeffrey is a Series 7, Series 24, Series 63, and Series 66 licensed professional. Jeffrey is a resident of New York and is licensed in New Jersey. Jeffrey specializes in providing portfolio management services to individuals and businesses. Jeffrey has experience in providing performance measurement reports, allocation modeling, IPS, research reports and services, educational seminars and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/27/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
02/05/2002 - 03/24/2006
JOSEPH STEVENS & COMPANY, INC. (STATEN ISLAND NY)
BOTH
Issued 08/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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