Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey M Caputo is a financial advisor registered with Cambridge Investment Research, Inc. Jeffrey has been in the financial services industry since 2007 and holds licenses for Series 6, 7, 24, and 63. Jeffrey is registered to offer investment advice in 13 states: California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Michigan, North Carolina, Ohio, Pennsylvania, South Carolina, and Virginia. Jeffrey's previous employment was with THE O.N. EQUITY SALES COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
12/21/2021 - Present
Cambridge Investment Research, Inc. (Sylvania OH)
OH
04/05/2007 - 12/31/2021
THE O.N. EQUITY SALES COMPANY (Sylvania OH)
BC
Issued 08/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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