Unclaimed
Jeffrey Johnson has been a financial advisor for 29 years and is currently registered with Wells Fargo Securities, LLC. Jeffrey Johnson has been working with Wells Fargo Securities, LLC since November 6, 2009, and before that was with WELLS FARGO BROKERAGE SERVICES, L.L.C. in Minneapolis, MN. Prior to that, Jeffrey Johnson was with PIPER JAFFRAY & CO. in Minneapolis, MN, and U.S. BANCORP INVESTMENTS, INC. in Saint Paul, MN. Jeffrey Johnson holds the Series 63, Series 99TO, SIE, and Series 7 licenses. Jeffrey Johnson is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/06/2009 - Present
Wells Fargo Securities, LLC (Scottsdale AZ)
MN
05/13/2008 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
06/12/2000 - 05/22/2008
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
01/07/1994 - 04/15/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BC
Issued 01/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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