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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Rhodes is a registered Investment Advisor Representative with Ernst & Young Investment Advisers LLP. Jeffrey is a securities professional with over 30 years of experience in the industry. Jeffrey currently holds Series 7, Series 63 and Series 66 registrations. Prior to joining Ernst & Young, Jeffrey was previously employed at Royal Alliance Associates, Inc, Signator Investors, Inc and Electronic Trading Group, LLC. Jeffrey is also self-employed as an insurance producer. Jeffrey is a seasoned financial professional with a strong commitment to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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NY
12/22/2022 - Present
Ernst & Young Investment Advisers LLP (New York NY)
NY
11/02/2018 - 12/17/2018
ROYAL ALLIANCE ASSOCIATES, INC. (MELVILLE NY)
NY
04/21/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (MELVILLE NY)
NY
04/13/2000 - 02/22/2002
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
08/21/1998 - 04/18/2000
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
03/25/1997 - 05/16/1997
GOLD COUNTRY SECURITIES (MINEOLA NY)
NY
02/20/1996 - 04/04/1997
CORTLANDT CAPITAL CORPORATION (NEW YORK CITY NY)
NY
09/28/1993 - 02/26/1996
COLIN WINTHROP & CO., INC. (JERICHO NY)
NY
04/01/1993 - 08/30/1993
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NY
12/21/1992 - 04/28/1993
CASTLE SECURITIES CORP. (FREEPORT NY)
NY
09/12/1992 - 11/28/1992
A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)
BOTH
Issued 06/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1998
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
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