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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Otterstein is a financial advisor registered with LPL Financial LLC. Jeffrey has been in the financial services industry for over 16 years and has a strong track record of helping clients achieve their financial goals. Jeffrey is committed to providing personalized financial advice and helping clients make informed decisions about their money. Jeffrey has experience in various areas of financial planning, including retirement planning, investment management, and insurance. Jeffrey holds Series 6, 7, 63 and 66 licenses. Jeffrey is also registered with the state of South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
05/20/2022 - Present
LPL Financial LLC (FORT MILL SC)
CO
11/22/2021 - 05/06/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
09/10/2018 - 08/02/2021
LPL FINANCIAL LLC (AMHERST NY)
NY
03/01/2017 - 02/21/2018
PRINCIPAL SECURITIES, INC. (AMHERST NY)
NY
06/24/2013 - 02/01/2017
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
TX
01/18/2011 - 03/11/2013
WESTMORELAND CAPITAL CORPORATION (ARLINGTON TX)
NY
08/14/2009 - 08/23/2010
SECURITIES AMERICA, INC. (AMHERST NY)
NY
02/01/2008 - 08/07/2009
HSBC SECURITIES (USA) INC. (AMHERST NY)
NE
12/11/2007 - 01/25/2008
AMERITAS INVESTMENT CORP. (LINCOLN NE)
PA
02/04/1999 - 10/25/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MN
01/07/1997 - 05/11/1998
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 03/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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