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Jeffrey Louis Komsa

Alliance-ONE Investments, LLC

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About Jeffrey Louis Komsa

Jeffrey Komsa is a financial professional with over 13 years of experience in the industry. Jeffrey is currently registered with Alliance-One Investments, LLC in Tulsa, Oklahoma. Prior to that, Jeffrey worked for MetLife Investors Distribution Company, New England Securities, Wells Fargo Advisors, LLC, PRUCO Securities, LLC., Taylor Execution Service LLC, M & J Securities, Inc., and FM Brokerage, L.L.C. Jeffrey has passed the Securities Industry Essentials Examination (SIE), Series 6, and Series 63 examinations.

Firm Information

Jeffrey Komsa is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Komsa’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NC

01/13/2014 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

03/17/2014 - 06/26/2014

NEW ENGLAND SECURITIES (CHARLOTTE NC)

NC

02/09/2012 - 11/25/2013

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NC

11/05/2009 - 09/14/2010

PRUCO SECURITIES, LLC. (CHARLOTTE NC)

NY

10/04/2006 - 01/03/2007

TAYLOR EXECUTION SERVICE LLC (NEW YORK NY)

NY

01/03/2005 - 10/12/2006

M & J SECURITIES, INC. (NEW YORK NY)

NY

09/26/2003 - 03/17/2006

FM BROKERAGE, L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/19/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Louis Komsa.
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