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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Lloyd Nelson is a financial advisor who has been working in the industry since 2012. Jeffrey Lloyd Nelson currently works for Schwab Wealth Advisory, Inc. and previously worked at Wells Fargo Advisors, LLC, TIAA, and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Jeffrey Lloyd Nelson is licensed in 53 states as a broker and a registered investment advisor, and holds Series 7, Series 9, Series 10, Series 24, and Series 66 securities licenses as well as the SIE. Jeffrey Lloyd Nelson is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CA
06/23/2022 - Present
Schwab Wealth Advisory, Inc. (San Diego CA)
CA
05/14/2018 - 08/14/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEWPORT BEACH CA)
CA
12/18/2014 - 11/28/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEWPORT BEACH CA)
CA
10/03/2011 - 12/05/2014
WELLS FARGO ADVISORS, LLC (ANAHEIM CA)
BOTH
Issued 10/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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