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Jeffrey Lewis Panzo

Smbc Nikko Securities America, Inc.

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About Jeffrey Lewis Panzo

Jeffrey Lewis Panzo is a financial advisor with Smbc Nikko Securities America, Inc. Jeffrey has been in the industry since 2002. Jeffrey has licenses in Series 7, Series 24, Series 63 and SIE. Jeffrey is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Jeffrey was previously employed by Citigroup Global Markets Inc., J.P. Morgan Securities Inc., Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Jeffrey Panzo is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Panzo’s Registration & Firm History

NC

01/12/2022 - Present

Smbc Nikko Securities America, Inc. (Charlotte NC)

NY

10/02/2009 - 01/21/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/08/2009 - 09/23/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/10/2006 - 12/24/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/05/2002 - 07/11/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Jeffrey Lewis Panzo.
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