Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Lee Wong is an active Registered Representative with Wells Fargo Clearing Services, LLC. Jeffrey has been in the industry since March 7, 2000, and holds various FINRA licenses, including Series 7, 9, 10, 24, 53, 63, 66, and 99. Jeffrey is registered in California. Previously, Jeffrey has been registered with a number of other firms, including WM Financial Services, Inc., J.B. Oxford & Company, and Murphey, Marseilles, Smith & Nammack, Inc. Jeffrey specializes in providing investment consulting services, financial planning, pension consulting, selection of other advisers, and portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
10/26/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
CA
02/26/2007 - 10/22/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
03/27/2002 - 09/09/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
05/09/1997 - 11/02/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
FL
04/08/1997 - 04/14/1997
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
NY
04/03/1997 - 04/14/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
BOTH
Issued 12/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/17/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/11/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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