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Jeffrey Lee Wiley

Charles Schwab & CO., Inc.

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About Jeffrey Lee Wiley

Jeffrey Lee Wiley is a registered Investment Advisor Representative with Charles Schwab & CO., Inc. Wiley has been in the securities industry since October 1998. Wiley has passed the Series 63 and Series 65 exams and is registered to offer investment advice in Ohio and Texas. Wiley is also registered as a Registered Representative in 53 states and is licensed to offer securities products in 54 states and the Virgin Islands. Wiley previously worked at McDonald Investments Inc. and Ohio Savings Securities, Inc. and has also worked at Morgan Stanley DW Inc.

Firm Information

Jeffrey Wiley is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jeffrey Wiley’s Registration & Firm History

OH

02/16/2023 - Present

Charles Schwab & CO., Inc. (Richfield OH)

OH

05/31/2002 - 03/29/2004

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

OH

01/08/2002 - 04/15/2002

OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)

NY

06/04/1998 - 10/30/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 06/18/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 06/03/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey Lee Wiley.
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