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Jeffrey Lee Stone

Transamerica Financial Advisors, Inc.

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About Jeffrey Lee Stone

Jeffrey Stone is a financial advisor with Transamerica Financial Advisors, Inc. based in Florence, Alabama. Jeffrey has over 20 years of experience in the financial services industry. Jeffrey's background includes experience with Ameriprise Financial Services, Inc., Waddell & Reed, Inc., Raymond James & Associates, Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, and Dean Witter Reynolds Inc. Jeffrey holds FINRA Series 7, 9, 10, 24, 31, 63, and 65 licenses and is registered to provide investment advisory services in Alabama, Arkansas, Louisiana, Massachusetts, North Carolina, Puerto Rico, South Carolina, and Texas. Jeffrey provides investment advisory services and also offers financial planning services.

Firm Information

Jeffrey Stone is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Stone’s Registration & Firm History

AL

08/29/2024 - Present

Transamerica Financial Advisors, Inc. (Florence AL)

GA

11/01/2011 - 10/24/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Alpharetta GA)

GA

04/22/2010 - 06/23/2010

WADDELL & REED, INC. (ATLANTA GA)

GA

07/06/2004 - 03/16/2009

RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)

NY

01/13/2001 - 07/20/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

12/24/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NY

10/20/1995 - 06/28/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/21/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2012

Series 24 - General Securities Principal Examination

BC

Issued 08/30/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/28/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 10/19/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Lee Stone.
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