Unclaimed
Jeffrey Layman is a financial advisor with Wells Fargo Clearing Services, LLC. Jeffrey is licensed to provide investment advice and services in multiple states, including Missouri, Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Maryland, Michigan, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. Jeffrey has been working in the industry since 1993 and has held previous positions at Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and A. G. Edwards & Sons, Inc. Jeffrey holds the Series 63, 65, 7, 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/09/2019 - Present
Wells Fargo Clearing Services, LLC (SPRINGFIELD MO)
MO
06/01/2009 - 04/09/2019
MORGAN STANLEY (SPRINGFIELD MO)
MO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SPRINGFIELD MO)
MO
09/06/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SPRINGFIELD MO)
MO
06/01/1993 - 09/24/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 05/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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