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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Baty is a registered Investment Advisor Representative with Exencial Wealth Advisors, a firm that provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations. Jeffrey has been in the financial services industry since 2000, and has experience with Securities America, Inc., United Planners' Financial Services of America, and 1st Global Capital Corp. Jeffrey specializes in working with high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations. Jeffrey is licensed to provide financial advice in California, Colorado, Connecticut, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing arrangement
1
2
OK
11/13/2019 - Present
Exencial Wealth Advisors (OKLAHOMA CITY OK)
OK
09/29/2015 - 11/19/2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (NORMAN OK)
OK
10/01/2008 - 10/01/2015
SECURITIES AMERICA, INC. (OKLAHOMA CITY OK)
OK
09/15/2005 - 10/01/2008
1ST GLOBAL CAPITAL CORP. (OKLAHOMA CITY OK)
IL
07/06/2005 - 08/31/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
07/20/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
11/03/2000 - 07/26/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MN
03/20/2000 - 08/30/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/20/2000 - 08/30/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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