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Jeffrey Lee Babat

KKR Capital Markets LLC

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About Jeffrey Lee Babat

Jeffrey Babat is a financial professional with experience in the financial services industry. Jeffrey is currently registered with KKR Capital Markets LLC, and has been with the firm since January 4, 2018. Prior to that, Jeffrey was with MORGAN STANLEY & CO. LLC. Jeffrey holds the Series 79 and Securities Industry Essentials (SIE) licenses.

Firm Information

Jeffrey Babat is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Babat’s Registration & Firm History

NY

01/04/2018 - Present

KKR Capital Markets LLC (NEW YORK NY)

NY

08/10/2016 - 11/15/2017

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Lee Babat.
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