Unclaimed
Jeffrey Laurence Blumin is a securities professional with over 25 years of experience in the financial services industry. Jeffrey is currently registered with Smbc Nikko Securities America, Inc. where Jeffrey has been employed since April 2019. Prior to joining Smbc Nikko Securities America, Inc., Jeffrey worked at Citizens Capital Markets and Citizens Securities, Inc. Jeffrey has a wide range of experience in investment banking, securities trading, and financial advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
MA
05/16/2016 - 06/29/2018
CITIZENS CAPITAL MARKETS (BOSTON MA)
NY
10/07/2013 - 05/16/2016
CITIZENS SECURITIES, INC. (NEW YORK NY)
NY
08/06/1993 - 02/27/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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