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Jeffrey Laurence Blumin

Smbc Nikko Securities America, Inc.

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About Jeffrey Laurence Blumin

Jeffrey Laurence Blumin is a securities professional with over 25 years of experience in the financial services industry. Jeffrey is currently registered with Smbc Nikko Securities America, Inc. where Jeffrey has been employed since April 2019. Prior to joining Smbc Nikko Securities America, Inc., Jeffrey worked at Citizens Capital Markets and Citizens Securities, Inc. Jeffrey has a wide range of experience in investment banking, securities trading, and financial advisory services.

Firm Information

Jeffrey Blumin is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Blumin’s Registration & Firm History

NY

04/08/2019 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

MA

05/16/2016 - 06/29/2018

CITIZENS CAPITAL MARKETS (BOSTON MA)

NY

10/07/2013 - 05/16/2016

CITIZENS SECURITIES, INC. (NEW YORK NY)

NY

08/06/1993 - 02/27/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/20/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/04/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Laurence Blumin.
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