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Jeffrey Larkin Caples

Cerity Partners LLC

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About Jeffrey Larkin Caples

Jeffrey Larkin Caples is an investment advisor representative at Cerity Partners LLC. Jeffrey is a chartered financial analyst and holds a Series 7 and Series 63 licenses. Jeffrey has been a registered investment advisor since 1991. Jeffrey has worked at Maryland Capital Management, LLC and Cerity Partners LLC. Previously, Jeffrey was employed at LEGG MASON WOOD WALKER, INCORPORATED, BT ALEX. BROWN INCORPORATED, ALEX. BROWN & SONS INCORPORATED and T. ROWE PRICE INVESTMENT SERVICES, INC. Jeffrey specializes in portfolio management, financial planning, and pension consulting.

Firm Information

Jeffrey Caples is currently registered with Cerity Partners LLC. Cerity Partners LLC is an investment advisor headquartered in NEW YORK, NY. With over 700 employees and over $80 billion in assets under management, they offer a wide range of services including financial planning, pension consulting, portfolio management for individuals, businesses, and pooled investment vehicles, and more. They primarily serve high-net-worth individuals, pension and profit-sharing plans, and charitable organizations.
Cerity Partners LLC

99 PARK AVENUE

NEW YORK, NY 10016

$80.57B

Assets Under Management

75

Total Clients

409

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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tax services; bill pay

Tax services; bill pay

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Jeffrey Caples’s Registration & Firm History

MD

01/03/2023 - Present

Cerity Partners LLC (TOWSON MD)

MD

09/22/1999 - 12/06/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

MD

09/01/1997 - 08/21/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

07/12/1994 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

MD

09/17/1991 - 11/02/1992

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 11/15/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Jeffrey Larkin Caples.
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