Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Lance Oster is a financial advisor at UBS Financial Services Inc. based in SAN FRANCISCO, CA. Jeffrey has been in the industry since September 15, 1991. Jeffrey holds Series 3, 7, 63 and 65 licenses as well as SIE. Jeffrey has been with UBS Financial Services Inc. since September 2008 and previously worked at Lehman Brothers Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., BANC OF AMERICA SECURITIES LLC, MONTGOMERY SECURITIES, and KIDDER, PEABODY & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/13/2017 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
02/26/2004 - 10/02/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
MA
08/19/2003 - 03/18/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/01/1997 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
05/04/1993 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
09/16/1991 - 05/07/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Oster is the right advisor for you? Invested Better is here to help.
