Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Knight Spencer is a financial advisor with over 25 years of experience in the industry. Spencer is currently registered with Oppenheimer & Co. Inc. and has been with the firm since June 1996. Previously, Spencer was registered with Charles Schwab & Co., Inc. and Lehman Brothers Inc. Spencer offers a variety of financial services including financial planning, pension consulting, and portfolio management. Spencer is a licensed securities agent and holds the Series 7 and Series 63 licenses. Spencer is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state of New York, as well as 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/19/1996 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
TX
11/17/1993 - 06/23/1995
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/04/1993 - 09/23/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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