Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Walters is a financial advisor with over 35 years of experience in the industry. Jeffrey is currently registered with Mizuho Securities USA LLC and CSP Securities, LP. Jeffrey has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Schroder Wertheim & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/14/2023 - Present
Mizuho Securities USA LLC (Dallas TX)
TX
02/10/1997 - 05/31/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NY
06/23/1987 - 12/17/1996
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
BC
Issued 07/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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