Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Kent Plummer is a financial advisor with over 20 years of experience in the industry. Jeffrey is currently registered with Axos Invest LLC and Axos Clearing LLC. Jeffrey has a strong background in securities, options, and commodities. Jeffrey holds the Series 3, Series 4, Series 7, Series 24, Series 27, and Series 63 licenses. Jeffrey is also a registered principal with the Financial Industry Regulatory Authority (FINRA). Jeffrey is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
05/12/2023 - Present
Axos Invest LLC (Omaha NE)
CA
07/06/2022 - 09/23/2022
ALL OF US SECURITIES LLC (SAN JOSE CA)
TX
01/17/2022 - 05/26/2022
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
02/23/2015 - 05/26/2022
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
04/22/2006 - 05/26/2022
TD AMERITRADE, INC. (OMAHA NE)
MO
09/20/2017 - 10/04/2018
SCOTTRADE, INC. (ST. LOUIS MO)
IL
03/03/2010 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
NE
05/08/2003 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
BC
Issued 06/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/23/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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