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Jeffrey Kent Neal

J.w. Cole Financial, Inc.

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About Jeffrey Kent Neal

Jeffrey Kent Neal is a financial professional with over 25 years of experience in the industry. Jeffrey is currently registered with J.w. Cole Financial, Inc., a firm based in Bedford, Indiana. Prior to joining J.w. Cole Financial, Inc., Jeffrey was employed by Parkland Securities, LLC, and Lincoln Financial Securities Corporation. Jeffrey holds Series 6 and 63 licenses.

Firm Information

Jeffrey Neal is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Neal’s Registration & Firm History

IN

12/01/2015 - Present

J.w. Cole Financial, Inc. (Bedford IN)

IN

03/04/2010 - 12/01/2015

PARKLAND SECURITIES, LLC (BEDFORD IN)

IN

10/02/2006 - 03/12/2010

LINCOLN FINANCIAL SECURITIES CORPORATION (BEDFORD IN)

IN

07/12/1994 - 10/04/2006

FINANCIAL NETWORK INVESTMENT CORPORATION (BEDFORD IN)

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Licenses & Designations

BC

Issued 07/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Kent Neal.
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