Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Rondini is an investment advisor representative with UBS Financial Services Inc. Jeffrey has been in the industry since October 1989 and has a wide range of experience. Jeffrey holds several licenses including Series 3, Series 7, and Series 65, and is registered in several states. Jeffrey has experience with various investment products and has been a financial advisor for several firms including Citigroup Global Markets Inc., Schroder & Co. Inc. and Rodman & Renshaw Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
09/21/2022 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
05/27/2000 - 03/10/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
04/22/1997 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
IL
05/21/1992 - 04/23/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
10/25/1989 - 06/04/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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