Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Keith Rogoff is a financial advisor with J.P. Morgan Securities LLC. Jeffrey has been in the financial services industry since 2004. He is registered to provide securities and investment advisory services in 53 states, as well as the District of Columbia and Puerto Rico. Jeffrey has previously worked for Sanford C. Bernstein & Co., LLC, WestLB Securities Inc., Chase Securities Inc., Warburg Dillon Read LLC, and SBC Warburg Dillon Read Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
11/09/2023 - Present
J.p. Morgan Securities LLC (Greenwich CT)
CT
04/25/2017 - 11/15/2023
SANFORD C. BERNSTEIN & CO., LLC (Stamford CT)
NY
03/13/2001 - 12/01/2008
WESTLB SECURITIES INC. (NEW YORK NY)
NY
08/07/1998 - 02/09/2001
CHASE SECURITIES INC. (NEW YORK NY)
NY
06/29/1998 - 08/25/1998
WARBURG DILLON READ LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
11/22/1995 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
BOTH
Issued 5/9/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/29/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 4/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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