Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Katz is a financial advisor with LPL Financial LLC in INCLINE VILLAGE, NV. Jeffrey has been in the industry since 1984. Jeffrey's previous experience includes roles with WELLS FARGO CLEARING SERVICES, LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., and MORGAN STANLEY DW INC. Jeffrey Katz holds a Series 65 license, as well as other licenses that allow Jeffrey to provide advisory services in various states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
05/03/2023 - Present
LPL Financial LLC (INCLINE VILLAGE NV)
NV
02/20/2015 - 05/12/2023
WELLS FARGO CLEARING SERVICES, LLC (INCLINE VILLAGE NV)
CA
06/01/2009 - 03/03/2015
MORGAN STANLEY (SAN RAFAEL CA)
CA
02/04/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
NY
02/24/1984 - 02/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Katz is the right advisor for you? Invested Better is here to help.
