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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey K. Fishman is an investment advisor representative with B. Riley Wealth Advisors, Inc., who has been in the industry since November 24, 1981. Jeffrey has a broad range of experience with several previous firms including National Securities Corporation, Winslow, Evans & Crocker, Inc., Morgan Stanley, Citigroup Global Markets Inc, UBS Financial Services Inc, Fahnestock & Co. Inc, CIBC World Markets Corp and Oppenheimer & Co., Inc. Jeffrey is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/12/2021 - Present
B. Riley Wealth Advisors, Inc. (Boca Raton FL)
NY
03/18/2021 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
11/15/2018 - 04/13/2021
WINSLOW, EVANS & CROCKER, INC. (New York NY)
NY
06/01/2009 - 11/16/2018
MORGAN STANLEY (NEW YORK NY)
NY
09/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/17/2003 - 09/29/2008
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
01/03/2003 - 01/23/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
10/16/1984 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
04/03/1988 - 04/18/1995
OPPENHEIMER & CO., INC.
NA
11/25/1981 - 10/23/1984
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
BC
Issued 02/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/27/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 10/05/1982
Series 5 - Interest Rate Options Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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