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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Giles is a financial advisor registered with Charles Schwab & CO., Inc. since September 2022, and he is also registered as an Investment Advisor Representative in Missouri. Jeffrey Giles has been in the financial industry since February 3, 2017. Prior to joining Charles Schwab & CO., Inc., Jeffrey Giles was registered with TD AMERITRADE, INC. and NYLIFE SECURITIES LLC. Jeffrey Giles is licensed to sell a variety of financial products and services, including stocks, bonds, mutual funds, and variable annuities. Jeffrey Giles is also a Registered Representative of FINRA and has passed the Series 3, 6, 7, 34, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MO
10/09/2022 - Present
Charles Schwab & CO., Inc. (Florissant MO)
MO
01/16/2018 - 12/31/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
01/01/2017 - 12/12/2017
NYLIFE SECURITIES LLC (CREVE COEUR MO)
BOTH
Issued 08/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2021
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/17/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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