Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Joseph Smith is a financial advisor with Janney Montgomery Scott LLC. Jeffrey has been in the financial services industry for over 30 years. Jeffrey holds Series 7, 8, 9, 10, 31, 63, and 65 licenses. Jeffrey's registrations are currently active in Alaska, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin. Jeffrey has been associated with Janney Montgomery Scott LLC since August 2012. Previously, Jeffrey was associated with MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, SCOTT & STRINGFELLOW, INC., MORGAN STANLEY DW INC., PAINEWEBBER INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
08/08/2012 - Present
Janney Montgomery Scott LLC (Hunt Valley MD)
VA
06/01/2009 - 08/16/2012
MORGAN STANLEY SMITH BARNEY (ALEXANDRIA VA)
VA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALEXANDRIA VA)
VA
02/19/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (MCLEAN VA)
VA
02/17/2004 - 02/25/2004
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NY
01/08/1999 - 02/11/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
09/23/1994 - 01/21/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/19/1990 - 10/07/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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