Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Joseph Schmidt is a financial advisor who has been in the industry since 2000. Schmidt is currently registered with First Trust Advisors LP in Wheaton, Illinois. He is a registered investment advisor and holds Series 6, 7, 63 and 66 licenses. Schmidt has held previous roles with several firms, including American Skandia Marketing, Inc., Allstate Distributors, LLC, Investors Brokerage Services, Inc., World Group Securities, Inc., WMA Securities, Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. His specializations include providing financial advice to individuals, investment companies, pooled investment vehicles, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
07/02/2012 - Present
First Trust Advisors LP (WHEATON IL)
IL
06/01/2006 - 11/13/2007
AMERICAN SKANDIA MARKETING, INC. (BUFFALO GROVE IL)
IL
08/02/2005 - 06/01/2006
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
05/18/2004 - 08/01/2005
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
GA
04/12/2002 - 10/15/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
02/09/2001 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
WI
02/23/2000 - 01/10/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/23/2000 - 07/24/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 06/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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