Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Sargent is a registered representative with Bernstein Institutional Services LLC, based in New York, New York. Jeffrey has over 25 years of experience in the financial services industry. Jeffrey's previous experience includes positions at SG Americas Securities, LLC, NEWEDGE USA, LLC, STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC., WACHOVIA CAPITAL MARKETS, LLC, TD SECURITIES (USA) LLC, MAPLE SECURITIES U.S.A. INC., FLEET SECURITIES, INC., PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, ROYAL ALLIANCE ASSOCIATES, INC., DLJDIRECT INC., GRUNTAL & CO., L.L.C., D. H. BLAIR & CO., INC., PAINEWEBBER INCORPORATED and JOSEPH STEVENS & COMPANY, L.P.. Jeffrey holds Series 3, 4, 7, 24, 55, 57TO, 63, 79TO, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
NY
03/22/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
01/17/2013 - 04/09/2024
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/14/2014 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
04/22/2009 - 01/07/2013
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
06/20/2008 - 04/01/2009
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/15/2004 - 06/13/2008
TD SECURITIES (USA) LLC (NEW YORK NY)
NJ
02/12/2003 - 03/04/2004
MAPLE SECURITIES U.S.A. INC. (JERSEY CITY NJ)
TX
02/15/2001 - 12/09/2002
FLEET SECURITIES, INC. (DALLAS TX)
NJ
03/07/2000 - 01/31/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
AZ
02/23/1999 - 02/17/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NJ
07/24/1997 - 02/08/1999
DLJDIRECT INC. (JERSEY CITY NJ)
NY
03/31/1997 - 06/30/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
12/05/1996 - 03/03/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
NJ
11/05/1996 - 12/12/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/17/1996 - 10/21/1996
JOSEPH STEVENS & COMPANY, L.P. (BROOKLYN NY)
BC
Issued 06/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/26/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/04/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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