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Jeffrey Joseph Puglisi

M. S. Howells & Co.

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About Jeffrey Joseph Puglisi

Jeffrey Joseph Puglisi is a financial advisor with M. S. Howells & Co., located in Scottsdale, Arizona. Jeffrey has been in the financial services industry since 1994 and has a wealth of experience working with clients in Arizona. Jeffrey is licensed to provide investment advice in Arizona and holds several professional licenses and designations, including Series 4, 7, 24, 63, and 66.

Firm Information

Jeffrey Puglisi is currently registered with M. S. Howells & Co.. M. S. Howells & Co. is a Corporation that was formed on April 11, 2000. They are registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Puglisi’s Registration & Firm History

AZ

12/04/2020 - Present

M. S. Howells & Co. (SCOTTSDALE AZ)

AZ

01/09/2017 - 12/15/2017

M. S. HOWELLS & CO. (SCOTTSDALE AZ)

NJ

01/26/2016 - 04/13/2016

CLEARVIEW TRADING ADVISORS, INC. (TENAFLY NJ)

NY

01/09/2013 - 09/23/2013

KOYOTE TRADING LLC (NEW YORK NY)

NY

09/24/2009 - 03/22/2011

KOYOTE TRADING LLC (NEW YORK NY)

NY

05/31/1988 - 08/24/2009

PUGLISI & CO. (NEW YORK NY)

NA

07/08/1987 - 06/09/1988

R. G. DICKINSON & CO.

NA

11/21/1986 - 07/13/1987

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 11/25/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/05/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/1989

Series 24 - General Securities Principal Examination

BC

Issued 05/13/1988

Series 4 - Registered Options Principal Examination

BC

Issued 12/15/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffrey Joseph Puglisi. Review regulatory record here.
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