Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Patneaude is a financial professional based in INDIANAPOLIS, IN with over 20 years of experience in the financial services industry. Jeffrey currently works for Fnex Capital, LLC. Prior to his current role, Jeffrey has held positions with various firms including C. L. King & ASSOCIATES, INC., TELSEY ADVISORY GROUP LLC, COWEN AND COMPANY, EXECUTION NOBLE, LLC, THINKEQUITY LLC, TOUCHPOINT SECURITIES CORP., CANACCORD ADAMS INC., FIRST ALBANY CORPORATION, J.P. MORGAN SECURITIES INC. and HAMBRECHT & QUIST LLC. Jeffrey holds the following licenses: Series 4, Series 6, Series 7, Series 24, Series 55, Series 63, Series 6TO, and SIE. Jeffrey is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
12/03/2020 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
MA
05/23/2016 - 01/09/2017
C. L. KING & ASSOCIATES, INC. (BOSTON MA)
NY
01/27/2014 - 05/17/2016
TELSEY ADVISORY GROUP LLC (NEW YORK NY)
MA
08/04/2010 - 01/07/2014
COWEN AND COMPANY (BOSTON MA)
MA
06/10/2009 - 08/05/2010
EXECUTION NOBLE, LLC (BOSTON MA)
CA
07/21/2008 - 04/01/2009
THINKEQUITY LLC (SAN FRANCISCO CA)
MA
01/16/2008 - 02/13/2008
TOUCHPOINT SECURITIES CORP. (BOSTON MA)
MA
07/21/2003 - 03/15/2007
CANACCORD ADAMS INC. (BOSTON MA)
NY
01/16/2002 - 07/15/2003
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
05/01/2001 - 09/27/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
11/14/1996 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
MA
04/23/1996 - 06/26/1996
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
BC
Issued 08/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2007
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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