Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Gross is a financial professional with over 24 years of experience in the industry. He is currently registered with Alps Distributors, Inc. and has a broad range of experience having worked previously for firms such as BLUEROCK CAPITAL MARKETS LLC, GRIFFIN CAPITAL SECURITIES, LLC, COLE CAPITAL CORPORATION, PIONEER FUNDS DISTRIBUTOR, INC., and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
08/29/2024 - Present
Alps Distributors, Inc. (Scottsdale AZ)
NY
01/09/2023 - 08/20/2024
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CA
03/25/2015 - 01/04/2023
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
AZ
07/06/2005 - 04/14/2015
COLE CAPITAL CORPORATION (PHOENIX AZ)
MA
06/09/2000 - 06/09/2005
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NJ
07/28/1999 - 05/08/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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