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Jeffrey Joseph Conway

Prudential Investment Management Services LLC

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About Jeffrey Joseph Conway

Jeffrey Joseph Conway has over 20 years of experience in the financial services industry. Jeffrey has held positions at several prominent firms including UBS Securities LLC, Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney. Jeffrey is currently a Registered Representative of Prudential Investment Management Services LLC, a leading investment management firm. Jeffrey has a strong track record of success in providing investment advice and financial planning services to individual clients.

Firm Information

Jeffrey Conway is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Conway’s Registration & Firm History

NJ

09/20/2022 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

09/07/2011 - 05/08/2014

UBS SECURITIES LLC (NEW YORK NY)

NY

06/10/2009 - 09/19/2011

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

06/01/2009 - 05/11/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

06/20/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)

CT

10/12/2001 - 06/07/2007

UBS SECURITIES LLC (STAMFORD CT)

NY

10/06/1999 - 03/09/2000

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2007

Series 4 - Registered Options Principal Examination

BC

Issued 04/17/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/11/1999

Series 3 - National Commodity Futures Examination

BC

Issued 10/04/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/21/1994

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Joseph Conway.
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