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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Tong is a financial advisor with over 16 years of experience in the industry. Jeffrey is currently registered with LPL Financial LLC in Cleveland, OH. Jeffrey Tong has previously worked with Boenning & Scattergood, Inc., Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and other firms in the financial services industry. Jeffrey Tong's experience in the industry spans various roles, including a financial advisor, financial consultant and a wealth manager. Jeffrey Tong is registered with the state of Ohio, and is also registered to conduct business in Arizona, California, Florida, Michigan, New Jersey, New York, Pennsylvania, and Wisconsin. Jeffrey Tong holds Series 7, Series 63, Series 65 and Series 66 securities licenses, and has successfully passed the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
02/01/2023 - Present
LPL Financial LLC (CLEVELAND OH)
OH
07/01/2020 - 03/09/2023
BOENNING & SCATTERGOOD, INC. (CLEVELAND OH)
OH
10/03/2016 - 07/02/2020
MORGAN STANLEY (AKRON OH)
OH
12/23/2011 - 10/04/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AKRON OH)
NY
07/27/2010 - 12/20/2011
AURIGA USA, LLC (NEW YORK NY)
OH
02/01/2010 - 07/21/2010
NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)
OH
07/24/2009 - 07/21/2010
ANCORA SECURITIES, INC. (CLEVELAND OH)
OH
05/24/2007 - 07/22/2009
LONGBOW SECURITIES, LLC (INDEPENDENCE OH)
NY
08/28/2000 - 08/31/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 02/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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