Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Jon Tompkins is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Jeffrey has been in the industry since December 1983, with previous experience at Deutsche Bank Securities Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Jeffrey's current registrations include being a Registered Representative in Florida, South Carolina and Texas. Jeffrey is also a committee member of the Jarc foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/24/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
03/28/2012 - 04/08/2015
DEUTSCHE BANK SECURITIES INC. (PALM BEACH FL)
FL
06/01/2009 - 03/28/2012
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
05/25/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NA
09/05/1984 - 07/27/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/23/1983 - 08/20/1984
J. B. HANAUER & CO.
BC
Issued 02/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Tompkins is the right advisor for you? Invested Better is here to help.
