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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Jon Romero is a financial advisor at Stratos Wealth Partners, Ltd. in Scottsdale, Arizona. Jeffrey has been in the financial services industry since 1991. Jeffrey has experience in providing financial planning and investment advice to individuals and businesses. Jeffrey is registered with the Securities and Exchange Commission and holds the Series 63, Series 65, Series 7 and SIE licenses. Jeffrey is also a registered representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
AZ
02/23/2021 - Present
Stratos Wealth Partners, Ltd. (SCOTTSDALE AZ)
AZ
01/29/2010 - 03/02/2021
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
07/25/2003 - 02/08/2010
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
NY
07/31/1993 - 08/05/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/25/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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