Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Johnson is a financial advisor with over 20 years of experience in the industry. Jeffrey is currently registered with Swbc Investment Services, LLC in San Antonio, TX and has previously held positions with Advisors Asset Management, Inc. and CERT Direct Securities Inc. Jeffrey holds Series 7, Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/22/2017 - Present
Swbc Investment Services, LLC (SAN ANTONIO TX)
CA
01/09/2012 - 05/24/2017
ADVISORS ASSET MANAGEMENT, INC. (SAN DIEGO CA)
NY
05/24/2006 - 01/30/2012
CERT DIRECT SECURITIES INC. (NEW YORK NY)
CA
06/01/2004 - 01/03/2006
FINANCE 500, INC. (IRVINE CA)
NY
02/06/2003 - 10/06/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 12/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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