Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey John Mercuri is a financial professional with over 20 years of experience in the industry. Jeffrey has worked with Tiaa-Cref Individual & Institutional Services, LLC since 2003 and is currently registered with them. Jeffrey has also been registered with WELLS FARGO CLEARING SERVICES, LLC. Jeffrey is a Series 7, 63, 24, 10 and 9 licensed professional and also holds the Series 31 and SIE licenses. Jeffrey is a licensed Investment Advisor representative in the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
06/28/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
03/13/2009 - 11/01/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
01/22/2003 - 08/20/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
02/20/2007 - 05/07/2008
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
AR
04/30/2001 - 12/18/2002
STEPHENS INC. (LITTLE ROCK AR)
NC
06/20/2000 - 04/19/2001
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
MO
05/25/1999 - 06/14/2000
SCOTTRADE, INC. (ST. LOUIS MO)
MN
03/03/1999 - 05/04/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/03/1999 - 05/04/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/19/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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