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Jeffrey John Manderfeld

Northwestern Mutual Investment Services, LLC

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About Jeffrey John Manderfeld

Jeffrey John Manderfeld is a financial advisor who has been in the industry since 1998. Jeffrey is currently registered with Northwestern Mutual Investment Services, LLC. Prior to his current role, Jeffrey has held positions at ROBERT W. BAIRD & CO. INCORPORATED, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Jeffrey holds multiple licenses, including Series 7, 10, 24, 63, 65, 6TO and SIE. Jeffrey has been actively involved in the industry for many years, and is committed to providing his clients with personalized financial advice.

Firm Information

Jeffrey Manderfeld is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeffrey Manderfeld’s Registration & Firm History

MN

08/03/1998 - Present

Northwestern Mutual Investment Services, LLC (LAKE ELMO MN)

WI

08/27/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MN

05/05/1998 - 06/02/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/05/1998 - 06/02/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 11/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/12/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/24/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffrey John Manderfeld. Review regulatory record here.
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